Securities Law and Regulation

We are among the leading Swiss law firms with respect to securities law and regulation. In particular, our partners have extensive experience with intermediated securities laws.  

Our services include:

  • Advice and representation of issuers, securities service providers and investors on all aspects of Swiss securities law and regulation
  • Intermediated securities and dematerialized securities
  • Collective custody of securities, global certificates as underlying of intermediated securities
  • Disposition of intermediated securities and use as collateral
  • Legal issues in relation to cross-border transactions
  • Main registry and registry of dematerialized securities
  • Check and bill of exchange
  • Bearer shares and conversion into intermediated securities or registered shares, in particular for purposes of compliance with the FATF Implementation Act